Institutional Investor
Declaration
I declare that I am a institutional investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
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I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
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the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
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by signing this statement I may lose significant rights;
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I may have no right to complain to either of the following-
i. the Financial ConductAuthority; or
ii. the Financial Ombudsman Scheme; and -
I may have no right to seek compensation from the Financial Services Compensation Scheme.
Certification
I am a self-certified institutional investor because at least one of the following applies:
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I represent a Limited Company or Fund, Asset Management Company, Trust, Bank or any such Authorised and Regulated institution and I am using Falcon Capital Partnership's platform for researching products and services, and/or performing a Due Diligence study.
Legal Or professional Advisor
Declaration
I declare that I am a self-certified legal or professional advisor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
-
I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
-
the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
-
by signing this statement I may lose significant rights;
-
I may have no right to complain to either of the following-
i. the Financial ConductAuthority; or
ii. the Financial Ombudsman Scheme; and -
I may have no right to seek compensation from the Financial Services Compensation Scheme.
Certification
I am a self-certified legal or professional advisor because at least one of the following applies:
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I am the appointed Legal Counsel / Solicitor / Legal Advisor or Accountant / Financial Advisor / Fund Manager to a prospective investor, and I am investigating Absolute Arbitrage and its products and services, and/or performing a Due Diligence study on behalf of my client.
Introducing
Agent
Declaration
I declare that I am a self-certified introducing agent for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
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I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
-
the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
-
by signing this statement I may lose significant rights;
-
I may have no right to complain to either of the following-
i. the Financial ConductAuthority; or
ii. the Financial Ombudsman Scheme; and -
I may have no right to seek compensation from the Financial Services Compensation Scheme.
Certification
I am a self-certified introduction agent because at least one of the following applies:
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I am (or I represent) a Professional Investment Broker,and I am evaluating the Absolute Arbitrage product in order to include it in my offered product.