Access alternative investments  - Self Certification

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THE CONTENT OF THIS PROMOTIONAL WEBSITE HAS NOT BEEN APPROVED BY AN AUTHORISED PERSON WITHIN THE MEANING OF THE FINANCIAL SERVICES AND MARKETS ACT 2000. RELIANCE ON THIS PROMOTION FOR THE PURPOSE OF ENGAGING IN ANY INVESTMENT ACTIVITY MAY EXPOSE AN INDIVIDUAL TO A SIGNIFICANT RISK OF LOSING ALL OF THE PROPERTY OR OTHER ASSETS INVESTED

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ACCESS TO OUR INVESTMENT PORTFOLIO CAN ONLY BE GRANTED TO SELF CERTIFIED INVESTORS, COMPLETE THE RELEVANT CERTIFICATION FORM BELOW AND SIGN UP TO OUR PRIVATE CLIENTS AREA TO START ENJOYING OUR MANY INVESTMENT OPPORTUNITIES.

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Sophisticated Investor

Declaration

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I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.​

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I understand that this means:​

1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

3. by signing this statement I may lose significant rights;

4. I may have no right to complain to either of the following-
   i. the Financial ConductAuthority; or
   ii. the Financial Ombudsman Scheme; and

5. I may have no right to seek compensation from the Financial Services Compensation Scheme.​

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Certification

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I am a self-certified sophisticated investor because at least one of the following applies:​

1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;

2. I have made more than one investment in an unlisted company in the two years prior to the date below;

3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least  £1 million.

Advised Client

Declaration

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I am a client of a firm or individual regulated by the Financial Conduct Authority who have sufficient expertise and experience to advise me on unregulated investment products.

Certification

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I am aware that it is my responsibility to seek advice from an authorised person who is qualified and competent to give advice on unlisted shares and unlisted debt securities.

I accept that the investments to which the promotions relate may expose me to a risk of losing all my invested capital.

I agree Falcon Capital, their compliance officer or their Registrar may need to make further inquiries as they deem appropriate under the circumstances.

High Networth Individual

Declaration

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Statement for Certified High Net Worth Individual

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

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I understand that this means:

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1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

3. by signing this statement I may lose significant rights;

4. I may have no right to complain to either of the following –

5. the Financial Conduct Authority; or

6. the Financial Ombudsman Scheme; and

7. I may have no right to seek compensation from the Financial Services CompensationScheme.

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Certification

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I am a certified high net worth individual because at least one of the following applies:-

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1. I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more; or

2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. “Net Assets” for these purposes do not include:-
   (i) the property which is my primary residence or any loan secured on that residence;
   (ii) (any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(a); or
   (iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.